National market system plan

Results: 233



#Item
61Chicago Stock Exchange / Securities Exchange Act / National market system plan / Regulation NMS / U.S. Securities and Exchange Commission / Economy of the United States / Financial economics / Financial regulation / United States Securities and Exchange Commission / Self-regulatory organizations / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]August 5, 2014 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2014-08-06 08:26:54
62National market system plan / Financial system / Finance / Fee / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial markets / Options Price Reporting Authority / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]August 12, 2014 Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Re

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Source URL: www.sec.gov

Language: English - Date: 2014-08-13 08:45:30
63Chicago Stock Exchange / Economy of the United States / Financial markets / Self-regulatory organizations / National market system plan

SR-CHX[removed]Page 22 of 22 Exhibit 5 Additions are underlined; deleted text is [in brackets]

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Source URL: www.sec.gov

Language: English - Date: 2014-08-06 08:26:55
64Public records / Financial markets / Options Price Reporting Authority / National market system plan

OPTIONS PRICE REPORTING AUTHORITY INDIRECT (VENDOR PASS-THROUGH) CIRCUIT CONNECTION RIDER TO PROFESSIONAL SUBSCRIBER AGREEMENT THIS INDIRECT (VENDOR PASS-THROUGH) CIRCUIT CONNECTION RIDER TO PROFESSIONAL SUBSCRIBER AGREE

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Source URL: www.opradata.com.

Language: English - Date: 2014-10-11 15:11:04
65National market system plan / Financial system / Securities Exchange Act / Securities market / Finance / Financial markets / Financial economics / Options Price Reporting Authority

LIMITED LIABILITY COMPANY AGREEMENT OF OPTIONS PRICE REPORTING AUTHORITY, LLC a Delaware Limited Liability Company This limited liability company agreement (“Agreement”) dated as of the 1st day of January, 2010 is ma

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Source URL: www.opradata.com.

Language: English - Date: 2014-10-11 15:11:04
66Internet protocols / Computing / IP multicast / Securities Industry Automation Corporation / Multicast / National market system plan / Options Price Reporting Authority / IP address / Internet Group Management Protocol / Network architecture / Internet / Financial markets

SECURITIES INDUSTRY AUTOMATION CORPORATION National Market Systems Common IP Multicast Distribution Network Recipient Interface Specification

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Source URL: www.opradata.com.

Language: English - Date: 2014-10-11 15:11:04
67Vendor / Financial markets / Options Price Reporting Authority / National market system plan

OPTIONS PRICE REPORTING AUTHORITY VENDOR AGREEMENT THIS AGREEMENT is made this __ day of _______, 20__, between ______________________ (“Vendor”), a _________________ [specify form of organization], and Options Price

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Source URL: www.opradata.com.

Language: English - Date: 2014-10-11 15:11:04
68Public records / Financial markets / Options Price Reporting Authority / National market system plan

OPTIONS PRICE REPORTING AUTHORITY DIRECT CIRCUIT CONNECTION RIDER TO PROFESSIONAL SUBSCRIBER AGREEMENT THIS DIRECT CIRCUIT CONNECTION RIDER TO PROFESSIONAL SUBSCRIBER AGREEMENT (this “Rider”) is made this ____ day of

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Source URL: www.opradata.com.

Language: English - Date: 2014-10-11 15:11:11
69Finance / TD Ameritrade / Regulation NMS / Consolidated Tape Association / National market system plan / E-Trade / Short / Market data / Financial markets / Financial economics / Investment

Petition for Rulemaking Concerning Market Data Structure

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Source URL: www.sec.gov.

Language: English - Date: 2011-02-01 17:55:38
70Financial economics / Finance / Investment / 73rd United States Congress / Regulation NMS / Securities Exchange Act / NASDAQ / National market system plan / Financial Industry Regulatory Authority / Financial markets / United States securities law / United States Securities and Exchange Commission

Comment Letter on File No. S7-24-89

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Source URL: www.sec.gov

Language: English - Date: 2010-06-07 14:14:14
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